Agenda

Agenda

Agenda

Credit Risk

09:3009:35

Welcome Message

09:30 - 09:35

Mark has over 30 years’ experience in global capital markets, consulting and associated technologies, focusing on risk management, front- and middle-office platforms and data management. Before Chartis he held executive positions in large global financial institutions, consultancies and FinTechs, in various roles including platform and software development, solution architecture, large-scale program management, vendor selection and implementation, and strategy development and execution.

With a background covering the front, middle and back office, Mark brings to Chartis a holistic view of business, technology and regulatory issues across the enterprise, and how these issues can be addressed by leveraging appropriate technology solutions. His primary focus has been risk technology, and his work in this area includes: leading the global teams for risk technology at RBS Capital Markets and AIG; working with middle- and front-office technology teams at Barclays Capital; extensive consulting experience with major consulting organizations including EY and Deloitte; and extensive vendor experience, including time at Algorithmics and Misys (now Finastra). Mark has an MA from Oxford University and is a Fellow of the Institute of Chartered Accountants in England and Wales.

09:3510:00

Spotlight Presentation: Leveraging New Technology for Scenario Analysis , Reverse Stress Testing and Behavioral Modelling

10:40 - 11:00

  • Looking at the programming model for emerging hardware
  • Domain-specific languages
  • Machine learning /DL and other statistical
Sidhartha Dash

Research director

Chartis

Sid is a research director at Chartis Research with more than 20 years of experience in the financial, energy and commodities markets in various functions across the trade and software development lifecycles. He has held various roles in product development, trading, risk management, software development and consulting in banks, hedge funds, and risk advisory and software firms, including Standard Chartered Bank, TCG Group, HCL and Cognizant.

Sid’s specific areas of interest and research include risk data, model risk management, quantitative models in illiquid markets, high-performance analytics, energy and commodity trading risk, market structure design, new computational models, and the use of innovative mathematical methods in various emerging areas of risk management .He has a MBA from the Indian Institute of Management and is a qualified Chartered Alternative Investment Analyst CAIA, Financial Risk Manager (FRM) ,Energy Risk Professional (ERP), Member of GARP and CIPM from the CFA institute.

 

10:0010:40

The Changing Landscape in Credit Risk Management

10:00 - 10:40

 

  • The revolving regulatory landscape and market volatility 
  • The rapidly moving credit revolution
  • How technology and data are innovating the credit risk infrastructure? Leverage open-source languages in ecosystems
  • Credit issues across the buy-side
  • New institutions needing to assess credit and new credit model methodologies (AI) being introduced
Jay Wolstenholme

Research Director

Chartis Research

Having joined Chartis in July 2020, Jay’s primary focus is to lead and build-out our offerings for the buy-side, both in asset management and wealth management. Buy-side is a focused area of Chartis’s expansion and we are delighted to have Jay leading this area which is increasingly important for both our clients and the industry in general. Jay was most recently a Senior Principal at Finastra. Prior to this he spent 4 years as a Senior Analyst at Celent, 4 years as the Director of Capital Markets at HP, 5 years as a Research Director at Gartner and his first 8 years in industry as a Group Manager in fixed income IT at UBS.

Jay holds a BFA from Cooper Union, a BA from Saint Lawrence University and an MBA in Finance from NYU Stern School of Business. Additionally, Jay is Series 7 certified with FINRA.


 

10:4011:00

The Role of Collateral in Credit Risk, Collateral Management Systems

09:35 - 10:00

  • Operational coverage: regulatory, accounting, and trade pricing
  • Integrating AI, ML, and algorithms
Anish Shah

Research Principal

Chartis Research

With a unique skill set that combines more than 15 years of business and technology experience driving product strategy, partnerships, business solutions, and development, Anish’s focus is to lead and build out Chartis’ offerings in the core banking and RegTech space. Before joining Chartis Research, he held senior positions with market-leading companies such as AxiomSL (now Adenza), Temenos, and Grant Thornton, focusing on the areas of core banking, regulatory compliance, risk management, financial accounting, and regulatory reporting. Anish is a qualified chartered accountant and holds a Systems Auditor certification from the Institute of Chartered Accountants of India

10:0011:10

Exclusive Winner Interviews

11:00 - 11:10

11:1011:20

Video Promotions on Award Winners: Top 25

11:10 - 11:20

GRC and Operational Risk

09:3009:35

Welcome Message

09:30 - 09:35

Mark has over 30 years’ experience in global capital markets, consulting and associated technologies, focusing on risk management, front- and middle-office platforms and data management. Before Chartis he held executive positions in large global financial institutions, consultancies and FinTechs, in various roles including platform and software development, solution architecture, large-scale program management, vendor selection and implementation, and strategy development and execution.

With a background covering the front, middle and back office, Mark brings to Chartis a holistic view of business, technology and regulatory issues across the enterprise, and how these issues can be addressed by leveraging appropriate technology solutions. His primary focus has been risk technology, and his work in this area includes: leading the global teams for risk technology at RBS Capital Markets and AIG; working with middle- and front-office technology teams at Barclays Capital; extensive consulting experience with major consulting organizations including EY and Deloitte; and extensive vendor experience, including time at Algorithmics and Misys (now Finastra). Mark has an MA from Oxford University and is a Fellow of the Institute of Chartered Accountants in England and Wales.

09:3510:00

GRC + Reimagining GRC for Banks in 2021 and Beyond

09:35 - 10:00

  • Looking at ever increasing scope of GRC
  • Operational resilience
  • From control to business optimization
  • Growing role of analytics  
Sidhartha Dash

Research director

Chartis

Sid is a research director at Chartis Research with more than 20 years of experience in the financial, energy and commodities markets in various functions across the trade and software development lifecycles. He has held various roles in product development, trading, risk management, software development and consulting in banks, hedge funds, and risk advisory and software firms, including Standard Chartered Bank, TCG Group, HCL and Cognizant.

Sid’s specific areas of interest and research include risk data, model risk management, quantitative models in illiquid markets, high-performance analytics, energy and commodity trading risk, market structure design, new computational models, and the use of innovative mathematical methods in various emerging areas of risk management .He has a MBA from the Indian Institute of Management and is a qualified Chartered Alternative Investment Analyst CAIA, Financial Risk Manager (FRM) ,Energy Risk Professional (ERP), Member of GARP and CIPM from the CFA institute.

 

10:0010:40

Identifying the New Types of Risk Control: Focusing on the 'Front Line'
Compliance is driving demand for control mechanisms, as firms grapple with more complex and challenging regulatory requirements.

10:00 - 10:40

  • How are pre-packaged controls being implemented in the front office?
  • How are firms configuring controls according to business hierarchies and reporting requirements?
  • How can firms empower and strengthen control mechanisms within their institution?
Dayle Scher

Research Director

Chartis Research

Dayle joins Chartis Research as a Research Director focused on the asset management pillar. She brings to the team more than 40 years of financial services industry experience, having held senior operations and technology roles at Morgan Stanley Investment Management and MFS Investment Management, as well as spending five years at State Street Corporation across various product-focused functions.

In between industry roles, Dayle served as a Research Director at both the former TowerGroup (now CEB/Gartner) and TABB Group, where she covered equities and capital markets technology across the back-, middle- and front offices and performed vendor analysis and due diligence for clients. Most recently Dayle was a Strategy Director at the Depository Trust & Clearing Corporation (DTCC), where she undertook research, analysis and scenario planning across areas of impact for the firm, including macroeconomic, regulatory and legislative, technology and market structure trends; she also monitored the competitive landscape and client priorities driving the business.

Dayle received her undergraduate degree from the University at Albany, SUNY, and earned an MBA in Finance from the Fordham Gabelli School of Business. She has also served on the board of ISITC, where she led the Investment Management member forum and other various working groups formulating trade communications market practices. Dayle also holds a certificate from the Centre for Economic and Political Studies in London.

Maryam Akram

Senior Research Specialist

Chartis Research

Maryam focuses on risk-aware accounting and advanced analytics in financial risk management and has been a lead analyst and author on a variety of industry and thought-leadership reports covering areas including insurance risk systems, asset and liability management, and credit risk analytics. She also works on Chartis’ governance, risk management, and compliance (GRC) research, focusing on model risk management, and runs Chartis’ production, specializing in visualizations. Maryam holds a first-class BA Honours from the London School of Economics and is currently completing a master's degree in computation and cognition; she also has a certificate in Risk in Financial Services from the Chartered Institute for Securities & Investment.

10:4011:00

Spotlight Presentation: Quantification of Operational Risk: Cyber, IT Risk & Operational Resilience

10:40 - 11:00

  • Exploring new quantification techniques for different operational risk
  • Boundaries of quantification
  • Beyond quantification: Analysis, allocation attribution, and optimization 
Sidhartha Dash

Research director

Chartis

Sid is a research director at Chartis Research with more than 20 years of experience in the financial, energy and commodities markets in various functions across the trade and software development lifecycles. He has held various roles in product development, trading, risk management, software development and consulting in banks, hedge funds, and risk advisory and software firms, including Standard Chartered Bank, TCG Group, HCL and Cognizant.

Sid’s specific areas of interest and research include risk data, model risk management, quantitative models in illiquid markets, high-performance analytics, energy and commodity trading risk, market structure design, new computational models, and the use of innovative mathematical methods in various emerging areas of risk management .He has a MBA from the Indian Institute of Management and is a qualified Chartered Alternative Investment Analyst CAIA, Financial Risk Manager (FRM) ,Energy Risk Professional (ERP), Member of GARP and CIPM from the CFA institute.

 

11:0011:10

Exclusive Winner Interviews

11:00 - 11:10

11:1011:20

Video promotions on award winners: 25 to 50

11:10 - 11:20

Data and Data Management

09:3009:35

Welcome Message

09:30 - 09:35

Mark has over 30 years’ experience in global capital markets, consulting and associated technologies, focusing on risk management, front- and middle-office platforms and data management. Before Chartis he held executive positions in large global financial institutions, consultancies and FinTechs, in various roles including platform and software development, solution architecture, large-scale program management, vendor selection and implementation, and strategy development and execution.

With a background covering the front, middle and back office, Mark brings to Chartis a holistic view of business, technology and regulatory issues across the enterprise, and how these issues can be addressed by leveraging appropriate technology solutions. His primary focus has been risk technology, and his work in this area includes: leading the global teams for risk technology at RBS Capital Markets and AIG; working with middle- and front-office technology teams at Barclays Capital; extensive consulting experience with major consulting organizations including EY and Deloitte; and extensive vendor experience, including time at Algorithmics and Misys (now Finastra). Mark has an MA from Oxford University and is a Fellow of the Institute of Chartered Accountants in England and Wales.

09:3510:00

Business Line Focused Data Management Systems

09:35 - 10:00

  • Emergence of data solutions  for specific business lines with a special focus on financial crime and compliance
  • A look across the underlying technologies: databases, graph analytics, event frameworks

Phil is the Research Principal for Chartis’ Financial Crime Risk Management pillar, focusing on anti-money laundering, anti-fraud, Know Your Customer, trade-based money laundering, trade surveillance and related areas. He is also one of the primary analysts on Chartis’ RiskTech100, has managed vendor-selection projects in international financial institutions, and has produced market analysis and return on investment projects, as well as leading Chartis’ Risk IT Expenditure report.

10:0010:40

ESG Ecosystem, Data Providers, Data Aggregators

10:00 - 10:40

  • How the current ESG frameworks/ regulations for securing ESG information and maintaining privacy will impact organizations that rely on global access to data?
  • Challenges with ESG data aggregation, scoring, and portfolio analytical tools
  • Do asset managers need to go beyond standard ESG datasets to accurately evaluate their portfolios
  • What are investors demanding?
Jay Wolstenholme

Research Director

Chartis Research

Having joined Chartis in July 2020, Jay’s primary focus is to lead and build-out our offerings for the buy-side, both in asset management and wealth management. Buy-side is a focused area of Chartis’s expansion and we are delighted to have Jay leading this area which is increasingly important for both our clients and the industry in general. Jay was most recently a Senior Principal at Finastra. Prior to this he spent 4 years as a Senior Analyst at Celent, 4 years as the Director of Capital Markets at HP, 5 years as a Research Director at Gartner and his first 8 years in industry as a Group Manager in fixed income IT at UBS.

Jay holds a BFA from Cooper Union, a BA from Saint Lawrence University and an MBA in Finance from NYU Stern School of Business. Additionally, Jay is Series 7 certified with FINRA.


 

Bala Ayyar

Managing Director & Chief Data Officer, SG Americas

Societe Generale

Since joining SG in 2009, he has held a range of positions.  Currently, he is the Chief Data Officer, SG Americas, with responsibility for data management and governance within the Region.  This function is responsible for implementing the requirements of BCBS 239, establishing sound data governance framework that meets Group needs and local supervisory expectations, and creating a solid platform for the data to be leveraged for strategic business decisions. Prior to that, he headed up the Project Management Office for the SG US Transformation project.  SG roles before that included Deputy CFO of the Americas Region of their Corporate & Investment Bank and Head of Finance Offshoring in SG Bangalore. 

Prior to joining SG, Bala was with the Canadian Imperial Bank of Commerce (CIBC) for fourteen years in a range of positions in Toronto and New York.  As Senior Vice President of the Wholesale North America Finance, he headed up the controllership function for CIBC’s World Markets and Treasury & Risk Management Strategic Business Units within North America. With a global team across Toronto and New York, he was responsible for establishing a SOX-compliant industry-leading Finance control environment as well as supporting the efficient execution of business initiatives and managing the Finance related US regulatory relationships during a very demanding period. Prior to that, he also had stints as the business-line controller for the Bank's US origination businesses (Corporate Lending, Investment Banking, Merchant Banking, Structured Finance, and High Yield), as well as the 2/ic to the Chief Accountant, with responsibility for consolidated financial, management and regulatory reporting at the corporate level.

Born and brought up in Mumbai India, Bala has a degree in mathematics from the University of Mumbai and holds professional accounting qualifications from both India and the United States.  He lives in Montclair, New Jersey is married with two children, and enjoys long-distance running.

Allison L. Spector

Head of ESG

One Rock Capital Partners, LLC

Allison L. Spector is the Head of ESG of One Rock Capital Partners, LLC. Prior to joining One Rock, Ms. Spector was Director of Responsible Investing and Sustainability at Nuveen, where she focused on sustainability initiatives across Real Assets and Private Markets. Prior to Nuveen, Ms. Spector was a Senior Manager at The Global Impact Investing Network and a Director at Initiative for Global Development. Ms. Spector earned a B.A. in international studies from Emory University and an M.S. in sustainable development from the School of Oriental and Asian Studies at the University of London.

Renan Borne

Chief Information Office and Digital Transformation Lead

Natixis

Renan Borne brings over two decades of industry experience in creating new technology-driven business models and has extensive knowledge of digital customer experience, IT architecture, and data strategy. He joins from AXA Investment Managers where he was Chief IT Architect, Head of Data, and Head of IT for the Real Assets business. Before joining AXA IM, he spent 15 years within the Investment Banking arm of Société Générale with various roles and responsibilities in France and Asia.

 

10:4011:00

Spotlight Presentation: Exchanges and the Data Ecosystem

10:40 - 11:00

  • Market data
  • Evaluated pricing
  • Evolving distribution frameworks
Michael Mollemans

Research Principal

Chartis Research

Michael Mollemans has more than 20 years of trading and research experience across five countries. Before joining Chartis, he was a senior analyst at TABB Group. Prior to that, he was at Pavilion Global Markets and Credit Suisse Securities (Japan). Earlier in his career, he worked at Daiwa Capital Markets America in New York and at Credit Lyonnais Securities in Japan and New York.

11:0011:10

Exclusive Winner Interviews

11:00 - 11:10

11:1011:20

Video promotions on award winners: 50 to 100

11:10 - 11:20